Securities regulation : opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees.
| Author/creator | United States |
| Format | Electronic |
| Publication Info | [Washington, D.C.] : U.S. Govt. Accountability Office, [2012] |
| Description | 1 online resource (ii, 34 p.) : ill. |
| Supplemental Content | https://purl.fdlp.gov/GPO/gpo25370 |
| Subjects |
| Variant title | Securities regulation : opportunities exist to improve Securities and Exchange Commission's oversight of the Financial Industry Regulatory Authority |
| Portion of title | Opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority |
| Running title | SEC oversight of FINRA |
| General note | Title from PDF title screen (viewed July 16, 2012). |
| General note | "May 2012." |
| General note | "GAO-12-625." |
| General note | GPO Cataloging Record Distribution Program (CRDP). |
| Bibliography note | Includes bibliographical references. |
| Technical rpt number | GAO-12-625 |
| GPO item number | 0546-D (online) |
| Govt. docs number | GA 1.13:GAO-12-625 |
Availability
| Library | Location | Call Number | Status | Item Actions |
|---|---|---|---|---|
| Electronic Resources | Access Content Online | ✔ Available |