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001 ocn319163645;

003 OCoLC;

005 20090424165915.0;

006 m d f ;

007 cr |||||||||||;

008 090424s2007 dcu o f000 0 eng d;

040 a| GPOc| GPOd| MvI;

043 a| n-us---;

049 a| ERE#;

074 a| 0904 (online);

086 0 a| SE 1.2:B 78/2;

245 00 a| Broker-dealer registration :b| where to file /c| U.S. Securities and Exchange Commission.;

246 3 a| Broker dealer registration;

250 a| [2007 ed.];

260 a| [Washington, D.C.] :b| U.S. Securities and Exchange Commission,c| [2007];

300 a| 1 electronic text :b| HTML file;

336 a| textb| txt2| rdacontent;

337 a| computerb| c2| rdamedia;

338 a| online resourceb| cr2| rdacarrier;

538 a| Mode of access: Internet from the SEC web site. Address as of 4/23/09: http://www.sec.gov/answers/brkrdlr.htm; current access available via PURL.;

500 a| Title from title screen (viewed Apr. 24, 2009).;

500 a| "Modified: 08/15/2007.";

500 a| GPO Cataloging Record Distribution Program (CRDP).;

610 20 a| Financial Industry Regulatory Authority.=| ^A997460;

650 0 a| Disclosure of informationz| United States.=| ^A420524;

650 0 a| Investment advisorsz| United States.=| ^A424576;

710 1 a| United States.b| Securities and Exchange Commission.=| ^A52907;

856 40 u| https://purl.fdlp.gov/GPO/LPS111840;

949 a| Click on web addressw| asish| joyner94;

596 a| 1;

998 a| 1898491;

999 a| CLICK ON WEB ADDRESSw| ASISc| 1i| 1898491-1001l| JNETm| JOYNERr| Ys| Yt| JNE1DOu| 9/14/2009x| EDOCUMENTz| JERESOURCEo| .STAFF. jlhb;

Broker-dealer registration : where to file / U.S. Securities and Exchange Commission.

Other author	United States. Securities and Exchange Commission.
Format	Electronic
Edition	[2007 ed.]
Publication Info	[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]
Description	1 electronic text : HTML file
Supplemental Content	https://purl.fdlp.gov/GPO/LPS111840
Subjects	Financial Industry Regulatory Authority. Disclosure of information--United States. Investment advisors--United States.

Variant title	Broker dealer registration
General note	Title from title screen (viewed Apr. 24, 2009).
General note	"Modified: 08/15/2007."
General note	GPO Cataloging Record Distribution Program (CRDP).
Technical details	Mode of access: Internet from the SEC web site. Address as of 4/23/09: http://www.sec.gov/answers/brkrdlr.htm; current access available via PURL.
GPO item number	0904 (online)
Govt. docs number	SE 1.2:B 78/2

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Broker-dealer registration : where to file / U.S. Securities and Exchange Commission.

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