Search Results
Showing 1 - 10 of 32 results
Search Results
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to Section 12(m) of the Securities exchange act of 1934
| Location | Call # | Status |
|---|---|---|
| Joyner - Fed Docs Stacks | Y 4.IN 8/4:SE 2/21 | ✔ Available |
Modern securities transfers
| Location | Call # | Status |
|---|---|---|
| Joyner - General Stacks | KF1454.Z95 I8 | ✔ Available |
Securities depositories; a method for immobilizing certificates
| Location | Call # | Status |
|---|---|---|
| Joyner - General Stacks | HG4631 .M65 | ✔ Available |
The transfer of stock
| Location | Call # | Status |
|---|---|---|
| Joyner - General Stacks | KF1454 .C56 V.1 | ✔ Available |
| Joyner - General Stacks | KF1454 .C56 V.2 | ✔ Available |
Regulation of clearing agencies and transfer agents
| Location | Call # | Status |
|---|---|---|
| Joyner - Fed Docs Stacks | Y 4.B 22/3:C 58 | ✔ Available |
The impact of market volatility on securities transaction fees
| Location | Call # | Status |
|---|---|---|
| Joyner - Fed Docs Stacks | Y 4.C 73.8:106-41 | ✔ Available |