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Brokering belonging Chinese in Canada's exclusion era, 1885-1945
by
Mar, Lisa Rose
2010
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Electronic and Book
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When prime brokers fail the unheeded risk to hedge funds, banks, and the financial industry
by
Aikman, J. S. (Jonathan S.)
2010
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Meeting on FHA oversight of loan originators : Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, January 9, 2009
by
United States. Congress. House. Committee on Financial Services
2011
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OCIE regional offices' referrals to enforcement
by
United States. Securities and Exchange Commission. Office of Audits
2011
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SEC's oversight of the Securities Investor Protection Corporation's activities
by
United States. Securities and Exchange Commission. Office of Audits
2011
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Shaping urban infrastructures intermediaries and the governance of socio-technical networks
2011
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Payments to loan originators based on mortgage transaction terms or conditions under Regulation Z, 12 C.F.R. Section 1026.36.
2012
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SAFE Act : transitional loan originator licensing
2012
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National Association of Registered Agents and Brokers Reform Act of 2013 : report (to accompany S. 534).
by
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
2013
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Streamlining regulation, improving consumer protection, and increasing competition in insurance markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session ... March 19, 2013
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United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
2013
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